- SEC Chair White Affirms Agency Has Tools to Address Risks in Industry
In a session at ICI’s General Membership Meeting, White stressed the importance of the SEC’s voice being heard on systemic risk issues.
- David Grim Appointed Director of Division of Investment Management
David Grim will be named as director of the SEC’s Division of Investment Management, where he has been the acting director since February.
- Upcoming Conference Call on June 4 to Focus on Board Leaders
This informal and interactive roundtable discussion will be facilitated by Ralph Verni, independent board chair of the Eaton Vance Funds.
- Register Today for Webinar on Litigation and Regulatory Enforcement Environment
Join us on June 11 for an update on top issues affecting funds, advisers, and fund directors, featuring a panel of industry experts.