Corporate Governance
- ICI Testimony: House Subcommittee on Capital Markets, Insurance, and Government Apr 21, 2010
- IDC Letter On SEC Proposal To Facilitate Shareholder Director Nominations (pdf) Jan 14, 2010
- ICI Comment Letter on Proposed Changes to NYSE Corporate Governance Requirements (pdf) Oct 8, 2009
- IDC Comment Letter on Governance Disclosure Proposal (pdf) Sep 15, 2009
- ICI Files Supreme Court Brief in Jones v. Harris (pdf) Sep 3, 2009
- IDC Files Supreme Court Brief in Jones v. Harris (pdf) Sep 3, 2009
- Broker-Dealers Should Disclose Compensation, Says ICI Aug 3, 2009
- Institute Comment Letter on FINRA's Proposed Compensation Rule Amendments (pdf) Aug 3, 2009
- ICI Comments on NYSE Proposal Regarding Broker Voting on Elections of Directors Apr 1, 2009
- ICI Releases Broad Study of Fund Proxy Votes Jul 10, 2008
- ICI Supports SEC Shareholder Proxy Access Effort Oct 2, 2007
- ICI Endorses Broader Shareholder Access to Proxy, September 2007 Sep 27, 2007
- ICI Testimony Endorses Broader Shareholder Access to Proxy, September 2007 Sep 27, 2007
- SEC Adopts Rules Requiring Online Proxy Materials Aug 2, 2007
- ICI President's Remarks at SEC Roundtable on Broker Proxy Voting, May 2007 May 24, 2007
- ICI Comment Letter on SEC Proposal to Require Issuers to Make Proxy Materials Available on the Internet (pdf) Mar 30, 2007
- ICI Comments on NASD and NYSE Proposals Relating to Research Analyst Conflicts of Interest, March 2007 Mar 7, 2007
- Institute Reiterates Concerns About NYSE Proxy Voting Proposal, February 2007 Feb 22, 2007
- ICI Reiterates Concerns with NASD Deferred Variable Annuity Proposal, July 2006 Jul 19, 2006
Directors & Fund Governance
- ICI Testimony: House Subcommittee on Capital Markets, Insurance, and Government Apr 21, 2010
- Overview of Fund Governance Practices, 1994-2008 (pdf) Sep 30, 2009
- Navigating Intermediary Relationships (pdf) Sep 30, 2009
- IDC Comment Letter on Governance Disclosure Proposal (pdf) Sep 15, 2009
- IDC Files Supreme Court Brief in Jones v. Harris (pdf) Sep 3, 2009
- ICI Files Supreme Court Brief in Jones v. Harris (pdf) Sep 3, 2009
- ICI Comments on NYSE Proposal Regarding Broker Voting on Elections of Directors Apr 1, 2009
- ICI Comments to SEC on Guidance with Respect to Investment Adviser Portfolio Trading Practices, October 2008 Oct 1, 2008
- ICI Releases Broad Study of Fund Proxy Votes Jul 10, 2008
- Oversight of Fund Proxy Voting (pdf) Jul 10, 2008
- Fund Boards Increase Commitment to Shareholders Nov 8, 2007
- Overview of Fund Governance Practices, 1994–2006 (pdf) Nov 7, 2007
- SEC Adopts Rules Requiring Online Proxy Materials Aug 2, 2007
- ICI Comment Letter on Rule 12b-1 (pdf), July 2007 Jul 19, 2007
- ICI Comment Letter on SEC Proposal to Require Issuers to Make Proxy Materials Available on the Internet (pdf) Mar 30, 2007
- Comment Letter on Economic Papers Relating to Fund Governance (pdf) Mar 2, 2007
- Institute Reiterates Concerns About NYSE Proxy Voting Proposal, February 2007 Feb 22, 2007
- Costs of Eliminating Discretionary Broker Voting on Uncontested Elections of Investment Company Directors (pdf) Dec 21, 2006
