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            • Glossary of Terms
          View all
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IDC Webinar banner

IDC Webinar: What Happens When a Fund Director Is Involved in Litigation?

May 3 • 2:00–3:00 p.m. (ET) • Virtual

On some occasions, a fund director may be involved in a litigation or SEC investigation—typically, not as a defendant, but as a third-party witness. So what happens in that situation? Experienced litigation and board counsel walked participants through what a director might expect if faced with the prospect of being deposed in a civil litigation or interviewed by the SEC in an investigation.

Highlights

The webinar covered the following:

  • Litigation counsel for the fund director
  • What happens in a deposition
  • What happens in an SEC interview

Featured Speakers

LISA HAMMAN, Moderator
Senior Associate Counsel
Independent Directors Council

STEVE G. TOPETZES
Partner
K&L Gates

MARK C. AMOROSI
Partner
K&L Gates

Materials

  • Archive recording
  • Slides (pdf)

This webinar was closed to the media and regulators.

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