On some occasions, a fund director may be involved in a litigation or SEC investigation—typically, not as a defendant, but as a third-party witness. So what happens in that situation? Experienced litigation and board counsel walked participants through what a director might expect if faced with the prospect of being deposed in a civil litigation or interviewed by the SEC in an investigation.
The webinar covered the following:
- Litigation counsel for the fund director
- What happens in a deposition
- What happens in an SEC interview
LISA HAMMAN, Moderator
Senior Associate Counsel
Independent Directors Council
STEVE G. TOPETZES
MARK C. AMOROSI
This webinar was closed to the media and regulators.