Skip to main content

Utility IDC

  • ICI
  • ICIEF

User account menu IDC

  • Search
  • Log in
  • About IDC
    • Brochure
    • IDC Explained
    • Governance
    • Activities
    • Contact IDC
IDC

 

IDC

 

Main navigation IDC

  • Resources for Directors
    • Column
          BY TOPIC
            • Fund Operations Oversight
            • Fund Types and Asset Classes
            • Governance Topics
            • Litigation and Regulatory Matters
            • Portfolio Management Oversight
            • Index of Topics
            • Glossary of Terms
          View all
  • News
    • Column
          BY TYPE
            • Comment Letters
            • Statements and Commentaries
            • News Releases
            • Media Contacts
          View all
  • Publications
    • Column
          BY TYPE
            • White Papers
            • Annual Review
            • Videos
          View all
  • Events
    • Column
          BY TYPE
            • Upcoming Events
            • Orientation Program
            • IDC Speakers Series
            • Past Event Highlights
          View all
  • Director Database
  • IDC Connections
IDC

 

IDC

 

User account menu IDC

  • Search
  • Log in
  • About IDC
    • Brochure
    • IDC Explained
    • Governance
    • Activities
    • Contact IDC

Main navigation IDC

  • Resources for Directors
    • Column
          BY TOPIC
            • Fund Operations Oversight
            • Fund Types and Asset Classes
            • Governance Topics
            • Litigation and Regulatory Matters
            • Portfolio Management Oversight
            • Index of Topics
            • Glossary of Terms
          View all
  • News
    • Column
          BY TYPE
            • Comment Letters
            • Statements and Commentaries
            • News Releases
            • Media Contacts
          View all
  • Publications
    • Column
          BY TYPE
            • White Papers
            • Annual Review
            • Videos
          View all
  • Events
    • Column
          BY TYPE
            • Upcoming Events
            • Orientation Program
                • Column
                    • BY TYPE
                        • About the Program
                        • Program
                        • General Info
                        • CPE Credit
                        • FAQs
            • IDC Speakers Series
            • Past Event Highlights
          View all
  • Director Database
  • IDC Connections

Utility IDC

  • ICI
  • ICIEF

User account menu IDC

  • Search
  • Log in
  • About IDC
    • Brochure
    • IDC Explained
    • Governance
    • Activities
    • Contact IDC
IDC Webinar banner

IDC Webinar: Fund Industry Litigation, SEC Enforcement Activity, and Director Indemnification and Insurance

June 19 • 1:00–2:30 p.m. (ET) • Virtual

This webinar provided fund directors with an update on the current litigation and regulatory enforcement environment for fund directors, funds, and fund advisers. The panel also discussed the role of indemnification and insurance in protecting fund directors and their funds.

    Highlights

    The webinar focused on:

    • Current private litigation involving funds, fund advisers, and fund independent directors, including recent trends in Section 36(b) lawsuits
    • The SEC’s current approach to enforcement actions
    • The nature of financial protections provided by indemnification and D&O/E&O insurance

    Featured Speakers

    KARRIE McMILLAN, Moderator
    Independent Director
    Principal Funds

    KEITH R. DUTILL
    Partner
    Stradley Ronon

    DANIEL T. STEINER
    President
    ICI Mutual Insurance Company, RRG

    Materials

    • Archive recording
    • Slides (pdf)

    The webinar was closed to the media.

    ICI site logo in white

     

     

    ICI Global logo

     

     

    IDC Logo

     

     

    ICI Education Foundation logo

     

    Footer menu IDC

    • General
      • About IDC
      • About ICI
      • Business Continuity
      • Contact Us

    Copyright © 2023 by the Investment Company Institute

    Privacy IDC

    • Privacy and Cookie Policy

    Social

    • Facebook
    • LinkedIn
    • Twitter
    • YouTube