IDC Webinar: Fund Industry Litigation, SEC Enforcement Activity, and Director Indemnification and Insurance
June 19 • 1:00–2:30 p.m. (ET) • Virtual
This webinar provided fund directors with an update on the current litigation and regulatory enforcement environment for fund directors, funds, and fund advisers. The panel also discussed the role of indemnification and insurance in protecting fund directors and their funds.
Highlights
The webinar focused on:
- Current private litigation involving funds, fund advisers, and fund independent directors, including recent trends in Section 36(b) lawsuits
- The SEC’s current approach to enforcement actions
- The nature of financial protections provided by indemnification and D&O/E&O insurance
Featured Speakers
KARRIE McMILLAN, Moderator
Independent Director
Principal Funds
KEITH R. DUTILL
Partner
Stradley Ronon
DANIEL T. STEINER
President
ICI Mutual Insurance Company, RRG
Materials
The webinar was closed to the media.