Note: The individual online course should be completed before you participate in the live group virtual sessions.
Preliminary Program
Program is subject to change. Times are shown in eastern time.
Monday, September 13
11:00 a.m.–4:30 p.m. (ET)
Introductions, Objectives, and Course Overview
Mutual Funds and the Fund Industry
Guiding Principles for Director Oversight
Distribution
The 15(c) Process
Wrap-Up Discussion
Tuesday, September 14
11:00 a.m.–4:30 p.m. (ET)
Welcome Back: Level-Setting for the Day
Oversight of Investment Management and Performance
Oversight of Fair Valuation and Liquidity
Oversight of Risk Management
Oversight of Compliance
Wrap-Up Discussion and Conclusion