All times are shown in eastern time.
Tuesday, November 28
Introductions, Objectives, and Course Overview
11:30 a.m.–12:45 p.m.
Mutual Funds and the Fund Industry
Guiding Principles for Director Oversight
Statutory, Regulatory, and General Oversight Responsibilities
The 15(c) Process
Guest Speaker: Eric Pan, ICI President & CEO
Wednesday, November 29
Welcome Back: Level-Setting for the Day
11:05 a.m.–12:35 p.m.
Oversight of Investment Management and Performance
Oversight of Valuation and Liquidity
Oversight of Risk Management
Oversight of Compliance
Wrap-Up Discussion and Conclusion