Program
September 14–15, 2022 • Pasadena, CA
Note: The individual online course should be completed before you participate in the live group virtual sessions.
Program
Program is subject to change. Times are shown in eastern time (ET).
Monday, June 13
11:45 a.m.–12:15 p.m.
Lunch
12:30–2:15 p.m.
Course Introduction and Objectives
Introduction: Mutual Funds and the Fund Industry
Guiding Principles for Director Oversight
2:15–2:30 p.m.
Break
2:30–4:30 p.m.
Statutory, Regulatory, and General Oversight Responsibilities
Distribution
The 15(c) Process
Wrap-Up Discussion
6:00 p.m.
Dinner, Ocean Prime
1341 G St., NW, Washington, DC 20005
Tuesday, June 14
7:45–8:15 a.m.
Breakfast
8:30–10:30 a.m.
Welcome Back: Level-Setting for the Day
Oversight of Investment Management and Performance
Oversight of Fair Valuation and Liquidity
10:30–10:45 a.m.
Break
10:45 a.m.–12:15 p.m.
Oversight of Risk Management
Oversight of Compliance
Wrap-Up Discussion
12:30 p.m.
Boxed Lunch Available