
Program
Wednesday, June 11
11:30 a.m.–12:00 p.m.
- Lunch Available
12:00–12:30 p.m.
- Introductions, Objectives, and Course Overview
12:30–2:00 p.m.
- Mutual Funds and the Fund Industry
- Guiding Principles for Director Oversight
- Statutory, Regulatory, and General Oversight Responsibilities
2:00–2:30 p.m.
- Break
2:30–4:00 p.m.
- Oversight of Investment Management and Performance
4:00–4:30 p.m.
- Oversight of Fair Valuation and Liquidity
4:30–5:00 p.m.
- Wrap-Up Discussion
6:00–9:00 p.m.
- Dinner, Bobby Van’s Steakhouse (809 15th Street, NW)
Thursday, June 12
7:30–8:00 a.m.
- Breakfast Available
8:00–8:05 a.m.
- Welcome Back: Level-Setting for the Day
8:05–8:10 a.m.
- Distribution
- The 15(c) Process
10:00–10:30 a.m.
- Break
10:30–11:00 a.m.
- Oversight of Risk Management
11:00–11:30 a.m.
- Don Auerbach, ICI Chief Operating Officer
11:30 a.m.–12:25 p.m.
- Oversight of Compliance
12:25-1:00 p.m.
- Wrap-Up Discussion and Conclusion