IDC Foundations

Foundations for Fund Directors ® Program

March 1–2, 2022 • Virtual

Note: The individual online course should be completed before you participate in the live group virtual sessions.

Preliminary Program

Program is subject to change. Times are shown in eastern time.

Tuesday, March 1

11:30 a.m.–5:00 p.m. (ET)

Objectives and Course Overview

Introduction: Mutual Funds and the Fund Industry

Guiding Principles for Director Oversight

Board Statutory, Regulatory, and General Oversight Responsibilities

The 15(c) Process

Wrap-Up Discussion

Wednesday, March 2

11:00 a.m.–4:30 p.m. (ET)

Welcome Back: Level-Setting for the Day

Oversight of Compliance

Oversight of Investment Management and Performance

Oversight of Fair Valuation and Liquidity

Oversight of Risk Management

Wrap-Up Discussion and Conclusion