Foundations for Fund Directors^®

Program

Program

All times are shown in eastern time.

11:00–11:30 a.m.

Introductions, Objectives, and Course Overview

11:30 a.m.–1:00 p.m.

Mutual Funds and the Fund Industry

Guiding Principles for Director Oversight

Statutory, Regulatory, and General Oversight Responsibilities

1:00–1:30 p.m.

Break

1:30–3:30 p.m.

Oversight of Investment Management and Performance

Oversight of Fair Valuation and Liquidity

3:30–4:00 p.m.

Wrap-Up Discussion

11:00–11:05 a.m.

Welcome Back: Level-Setting for the Day

11:05 a.m.–1:00 p.m.

Distribution

The 15(c) Process

1:00–1:30 p.m.

Break

1:30–2:00 p.m.

Oversight of Risk Management

2:00–2:45 p.m.

Guest Speaker: Eric Pan, ICI President & CEO

2:45–3:35 p.m.

Oversight of Compliance

3:35–4:00 p.m.

Wrap-Up Discussion and Conclusion