IDC Foundations

Foundations for Fund Directors ®

Program

September 14–15, 2022 • Pasadena, CA

Note: The individual online course should be completed before you participate in the live group virtual sessions.

Program

Program is subject to change. Times are shown in eastern time (ET).


Monday, June 13

11:45 a.m.–12:15 p.m.

Lunch
 

12:30–2:15 p.m. 

Course Introduction and Objectives

Introduction: Mutual Funds and the Fund Industry

Guiding Principles for Director Oversight
 

2:15–2:30 p.m.

Break
 

2:30–4:30 p.m.

Statutory, Regulatory, and General Oversight Responsibilities

Distribution

The 15(c) Process

Wrap-Up Discussion
 

6:00 p.m.

Dinner, Ocean Prime
1341 G St., NW, Washington, DC 20005


Tuesday, June 14

7:45–8:15 a.m.

Breakfast
 

8:30–10:30 a.m. 

Welcome Back: Level-Setting for the Day

Oversight of Investment Management and Performance

Oversight of Fair Valuation and Liquidity
 

10:30–10:45 a.m.

Break
 

10:45 a.m.–12:15 p.m.

Oversight of Risk Management

Oversight of Compliance

Wrap-Up Discussion
 

12:30 p.m.

Boxed Lunch Available