Wednesday, April 8
11:30 a.m.–12:00 p.m.
- Lunch Available
12:00–12:30 p.m.
- Introductions, Objectives, and Course Overview
12:30–2:00 p.m.
- Mutual Funds and the Fund Industry
- Guiding Principles for Director Oversight
- Statutory, Regulatory, and General Oversight Responsibilities
2:00–2:30 p.m.
- Break
2:30–4:30 p.m.
- Oversight of Investment Management and Performance
- Oversight of Fair Valuation and Liquidity
4:30–5:00 p.m.
- Wrap-Up Discussion
5:00–7:30 p.m.
- Reception and Dinner
Thursday, April 9
7:30–8:00 a.m.
- Breakfast Available
8:00–8:05 a.m.
- Welcome Back: Level-Setting for the Day
- Introduction of Guest Speaker
8:05–8:40 a.m.
- Guest Speaker: Eric Pan, ICI President and CEO
8:40–10:35 a.m.
- Distribution
- The 15(c) Process
10:35–11:05 a.m.
- Break
11:05 a.m.–12:35 p.m.
- Oversight of Risk Management
- Oversight of Compliance
12:35–1:00 p.m.
- Wrap-Up Discussion and Conclusion