Wednesday, December 3
11:00–11:30 a.m.
- Introductions, Objectives, and Course Overview
11:30 a.m.–1:00 p.m.
- Mutual Funds and the Fund Industry
- Guiding Principles for Director Oversight
- Statutory, Regulatory, and General Oversight Responsibilities
1:00–1:30 p.m.
- Break
1:30–3:30 p.m.
- Oversight of Investment Management and Performance
- Oversight of Fair Valuation and Liquidity
3:30-4:00 p.m.
- Wrap-Up Discussion
Thursday, December 4
11:00–11:05 a.m.
- Welcome Back: Level-Setting for the Day
11:05 a.m.–1:00 p.m.
- Distribution
- The 15(c) Process
1:00–1:30 p.m.
- Break
1:30–2:00 p.m.
- Oversight of Risk Management
2:00–2:45 p.m.
- Guest Speaker
2:45–3:35 p.m.
- Oversight of Compliance
3:35-4:00 p.m.
- Wrap-Up Discussion and Conclusion