March 1–2, 2022 • Virtual
Note: The individual online course should be completed before you participate in the live group virtual sessions.
Preliminary Program
Program is subject to change. Times are shown in eastern time.
Tuesday, March 1
11:30 a.m.–5:00 p.m. (ET)
Objectives and Course Overview
Introduction: Mutual Funds and the Fund Industry
Guiding Principles for Director Oversight
Board Statutory, Regulatory, and General Oversight Responsibilities
The 15(c) Process
Wrap-Up Discussion
Wednesday, March 2
11:00 a.m.–4:30 p.m. (ET)
Welcome Back: Level-Setting for the Day
Oversight of Compliance
Oversight of Investment Management and Performance
Oversight of Fair Valuation and Liquidity
Oversight of Risk Management
Wrap-Up Discussion and Conclusion