Home FAQs & Resource Centers
Resource Centers
- 12b-1 Fees Resource Center
- 401(k) Resource Center
- Business Continuity Resource Center
- Closed-End Fund Resource Center
- Commodity Investments Resource Center
- Common Ownership Resource Center
- Credit Rating Agencies Reform Resource Center
- DOL Fiduciary Duty Rule Resource Center
- ESG Investing Resource Center
- Exchange-Traded Funds Resource Center
- Financial Services Regulatory Reform Resource Center
- Financial Stability Resource Center
- Financial Transaction Tax Resource Center
- Foreign Account Tax Compliance Act (FATCA) Resource Center
- Glossary of Mutual Fund and Other Related Financial Terms
- Individual Retirement Account (IRA) Resource Center
- Information Security Resource Center
- Investment Company Reporting Modernization Resource Center
- Investor Education on Taxes
- Jones v. Harris Resource Center
- Legal Entity Identifier (LEI) Resource Center
- Liquidity Risk Management Program Rule Resource Center
- Lost Property Resource Center
- Money Market Fund Reform Implementation Resource Center
- Money Market Fund Resource Center
- Processing Fees Resource Center
- Proxy Voting Resource Center
- Regulated Investment Company Modernization Act
- Retirement Resource Center
- SEC Disclosure Reform Resource Center
- Shortened Settlement Cycle Resource Center
- Swing Pricing Resource Center
- Target Retirement Date Funds Resource Center
- The GROWTH Act
401(k) Plans FAQs
- The Basics of 401(k) Plans: FAQs
Mar 28, 2019
- 401(k) Plan Research: FAQs
Mar 28, 2019
- Ten Important Facts About 401(k) Plans (pdf)
Sep 18, 2018
- 401(k) Participant Disclosure: FAQs
Feb 8, 2018
- 25th Anniversary of 401(k) Plans: FAQs
Nov 5, 2006
529 Plans and Coverdell Education Savings Accounts FAQs
- 529 Plans: FAQs
May 16, 2019
- Coverdell Education Savings Accounts: FAQs
Feb 28, 2019
Exchange-Traded Funds (ETFs) FAQs
- ETF Basics and Structure: FAQs
Jan 24, 2018
- The US ETF Market: FAQs
Feb 26, 2015
- How ETFs Compare with Other Investments: FAQs
Feb 26, 2015
- ETFs and Retail Investors: FAQs
Sep 2, 2014
Expenses and Fees FAQs
- Mutual Fund Fee Disclosure: FAQs
Feb 28, 2019
Individual Retirement Accounts (IRAs) FAQs
- Individual Retirement Accounts (IRAs): FAQs
Mar 28, 2019
- Ten Important Facts About IRAs (pdf)
Oct 29, 2018
- Ten Important Facts About Roth IRAs (pdf)
Oct 29, 2018
Money Market Funds FAQs
- Money Market Funds: FAQs
Jan 22, 2018
- ICI Survey of Money Market Form N-MFP Data: FAQs
May 18, 2015
- Money Market Funds and Credit Ratings on U.S. Treasury Securities: FAQs
Oct 7, 2013
Mutual Funds FAQs
- Mutual Fund Fee Disclosure: FAQs
Feb 28, 2019
- Mutual Fund Directors: FAQs
Feb 28, 2019
- Mutual Fund Shareholders: FAQs
Mar 15, 2018
- Mutual Fund Liquidity: FAQs
Feb 22, 2018
- Mutual Fund Share Pricing: FAQs
Nov 13, 2015
- ICI Research 2014 Mutual Fund Reclassification: FAQs
Mar 25, 2014
- Understanding the Risks of Bond Mutual Funds: Are They Right for Me?
Apr 28, 2010
Securities FAQs
- "Best Execution": FAQs
Jan 22, 2004
- Securities Lending by Regulated Funds: FAQs
May 14, 2014
Taxation FAQs
- Financial Transaction Taxes: FAQs
Jun 30, 2015
- Taxation for Mutual Fund Investors: FAQs
Dec 5, 2013
Other Topics FAQs
- Closed-End Funds and Their Use of Leverage: FAQs
Apr 25, 2018
- Unit Investment Trusts: FAQs
Jan 19, 2018
- Target Date Funds: FAQs
Oct 24, 2014
- Service Provider Disclosure: FAQs
Nov 30, 2012
- U.S. 2008 Takeover of Fannie Mae and Freddie Mac: FAQs
Sep 8, 2008
- Municipal Bonds: FAQs
Mar 13, 2008
- Shareholder Response to Market Volatility: FAQs
Sep 30, 2001
