Foundations for Fund Directors®
September 12–13, 2017
Tuesday, September 12
Course Introduction and Objectives
Introduction: Mutual Funds and the Fund Industry
Guiding Principles for Director Oversight
Board Statutory, Regulatory, and General Oversight Responsibilities
The 15(c) Process
Wrap Up Session
Dinner at a nearby restaurant with guest speaker
Paul Schott Stevens, ICI president and CEO
Wednesday, September 13
Oversight of Investment Management and Performance
Fair Valuation and Liquidity
Oversight of Compliance
11:25 a.m.–12:10 p.m.
Oversight of Risk Management
Q&A and Closing Session
Boxed lunches will be available.
Note: Times are subject to change.