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Foundations for Fund Directors®
January 10–11, 2018
Los Angeles

Wednesday, January 10

12:30–1:15 p.m.

Lunch


1:30–3:15 p.m.

Course Introduction and Objectives

Introduction: Mutual Funds and the Fund Industry

Guiding Principles for Director Oversight


3:15–3:30 p.m.

Break


3:30–5:15 p.m.

Board Statutory, Regulatory, and General Oversight Responsibilities

The 15(c) Process


6:00 p.m.

Dinner at a nearby restaurant with guest speaker

Thursday, January 11

7:30–8:00 a.m.

Breakfast


8:15–10:00 a.m.

Oversight of Investment Management and Performance

Fair Valuation and Liquidity


10:00–10:15 a.m.

Break


10:15–11:45 a.m.

Oversight of Compliance

Oversight of Risk Management


11:45 a.m.

Boxed lunches will be available.