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Foundations for Fund Directors®
Session times are subject to change.
WEDNESDAY, SEPTEMBER 25
11:30 a.m.–12:15 p.m.
Course Introduction and Objectives
Introduction: Mutual Funds and the Fund Industry
Guiding Principles for Director Oversight
Board Statutory, Regulatory, and General Oversight Responsibilities
The 15(c) Process
THURSDAY, SEPTEMBER 26
Oversight of Investment Management and Performance
10:15 a.m.–1:00 p.m.
Fair Valuation and Liquidity
Oversight of Compliance
Oversight of Risk Management