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Foundations for Fund Directors®
September 16–17
Virtual
Note: The individual course must be completed before you can participate in the live group sessions.
Preliminary Program
Session times are subject to change.
WEDNESDAY, SEPTEMBER 16
Noon–12:30 p.m. (ET)
Introductions, Objectives, and Course Overview
12:30–1:30 p.m.
Introduction: Mutual Funds and the Fund Industry
Guiding Principles for Director Oversight
1:30–2:00 p.m.
Break
2:00–2:30 p.m.
Board Statutory, Regulatory, and General Oversight Responsibilities
2:30–3:30 p.m.
The 15(c) Process
3:30–3:45 p.m.
Break
3:45–4:45 p.m.
Wrap-Up Discussion
THURSDAY, SEPTEMBER 17
Noon–12:15 p.m.
Welcome Back: Level-Setting for the Day
12:15–1:00 p.m.
Oversight of Investment Management and Performance
1:00–2:00 p.m.
Fair Valuation and Liquidity
2:00–2:30 p.m.
Break
2:30 p.m.–3:15 p.m.
Oversight of Compliance and Risk Management
3:15 p.m.–3:30 p.m.
Wrap-Up Discussion and Conclusion
