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Foundations for Fund Directors®
March 1–2
Virtual
Note: The individual online course should be completed before you participate in the live group virtual sessions.
Program
Session times are subject to change. Times are shown in eastern standard time.
MONDAY, MARCH 1
11:30 a.m.–5:00 p.m. (ET)
Introductions, Objectives, and Course Overview
Introduction: Mutual Funds and the Fund Industry
Guiding Principles for Director Oversight
Board Statutory, Regulatory, and General Oversight Responsibilities
The 15(c) Process
Wrap-Up Discussion
TUESDAY, MARCH 2
11:00 a.m.–4:30 p.m.
Welcome Back: Level-Setting for the Day
Oversight of Investment Management and Performance
Fair Valuation and Liquidity
Oversight of Compliance and Risk Management
Wrap-Up Discussion and Conclusion
