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IDC WEBINAR

SEC Directors Dalia Blass (IM) and Peter Driscoll (OCIE): A Conversation About Fund Boards
May 13

What’s on the minds of two of the industry’s top regulatory officials? Dalia Blass, the director of the SEC’s Division of Investment Management, has met with numerous fund boards as part of her board outreach initiative. Listeneres learned what insights she’s gained from those meetings and what is on her agenda.

Peter Driscoll heads the SEC’s Office of Compliance Inspections and Examinations, whose 1,000 staff members implement the SEC’s national examination program. He was asked about OCIE’s 2019 examination priorities, its risk-based examination initiatives focused on registered investment companies, and how it interacts with fund boards.


FEATURED SPEAKERS

Amy B. R. Lancellotta, Moderator
Managing Director
Independent Directors Council

Dalia Blass
Director, Division of Investment Management
US Securities and Exchange Commission

Peter Driscoll
Director, Office of Compliance Inspections and Examinations
US Securities and Exchange Commission

This webinar was closed to the media.

If you have any questions, please contact the ICI Conference Division at 202-326-5968 or conferences@ici.org.