IDC Events Past Event Highlights Webinars

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IDC WEBINAR

Fund Industry Litigation, SEC Enforcement Actions, and Insurance for Fund Directors
May 16, 2013

On May 16, 2013, this webinar provided fund directors with an update on litigation and regulatory actions affecting funds, advisers, and fund directors. The panel also discussed the role of indemnification and insurance for fund directors.

MATERIALS

HIGHLIGHTS

The webinar covered the following topics:

  • Recent SEC enforcement actions, including SEC actions against independent directors
  • Update on private litigation, including trends in section 36(b), prospectus liability, and shareholder derivative lawsuits
  • Trends in fund and adviser indemnification and insurance

Featured speakers:

  • Mark Holland
    Partner
    Goodwin Procter LLP
  • Paulita Pike
    Partner
    K&L Gates LLP
  • Daniel T. Steiner
    Executive Vice President and General Counsel
    ICI Mutual Insurance Company

This webinar was closed to the media.