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IDC WEBINAR SERIES

Core Responsibilities of Fund Directors:
Specific Regulatory Responsibilities
December 10, 2014

IDC was pleased to present a multipart educational webinar series covering the fundamental responsibilities of fund directors. Newer directors interested in a review of their essential role and responsibilities as well as experienced directors looking for a refresher on these matters can benefited from participating. Directors were able to participate in one or all of the sessions.

The fifth and final session was held on December 10, 2014. A description of the full series is available. 

MATERIALS

  • Archive Recording
  • Slides (pdf)

SESSION 5: Specific Regulatory Responsibilities

  • Valuation
  • Disclosure
  • Compliance
  • Codes of ethics
  • Securities lending
  • Proxy voting
  • Accounting/audit

FEATURED SPEAKERS

  • George J. Gorman, Moderator
    Independent Director
    Eaton Vance Funds
  • Mark N. Polebaum
    General Counsel
    MFS Investment Management
  • Christopher E. Palmer
    Partner
    Goodwin Procter LLP

This webinar was closed to the media.


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