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IDC Orientation Program Program

WEDNESDAY, SEPTEMBER 16  |  THURSDAY, SEPTEMBER 17

Note: The individual course must be completed before you can participate in the live group sessions.

Session times were subject to change.

WEDNESDAY, SEPTEMBER 16

Noon–12:20 p.m. (ET)

Introductions, Objectives, and Course Overview

12:20–1:45 p.m.

Introduction: Mutual Funds and the Fund Industry
Guiding Principles for Director Oversight

1:45–2:00 p.m.

Break

2:00–3:30 p.m.

Board Statutory, Regulatory, and General Oversight Responsibilities
The 15(c) Process

3:30–3:45 p.m.

Break

3:45–4:45 p.m.

Wrap-Up Discussion

THURSDAY, SEPTEMBER 17

Noon –12:15 p.m.

Welcome Back: Level-Setting for the Day

12:15–1:30 p.m.

Oversight of Investment Management and Performance

1:30–1:45 p.m.

Break

1:45–2:30 p.m.

Fair Valuation and Liquidity

2:30 p.m.–3:30 p.m.

Oversight of Compliance and Risk Management

3:30 p.m.–3:45 p.m.

Wrap-Up Discussion and Conclusion

Quick Links

  • Fundamentals for Newer Directors
  • Overview of Fund Governance Practices, 1994–2018

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