IDC News & Communications Comment Letters
- IDC Letter to SEC on Disclosure of Order Handling Information (pdf)
Sep 26, 2016
- IDC and ICI Global Letter on CBI Consultation on Fund Management Company Effectiveness (CP86) (pdf)
Aug 25, 2016
- IDC/ICI File Comment Letter on PCAOB Proposed Changes to the Auditor's Report (pdf)
Aug 18, 2016
- IDC Supplemental Comment Letter on Liquidity Risk Management and Funds' Use of Derivatives Proposals (pdf)
Jun 22, 2016
- IDC Files Supplemental Comment Letter Supporting Modernization of Shareholder Report Delivery (pdf)
May 10, 2016
- IDC Comments on SEC's Transfer Agent Regulations Release (pdf)
Apr 14, 2016
- IDC Comment Letter to SEC on Use of Derivatives by Registered Investment Companies and Business Development Companies (pdf)
Mar 28, 2016
- IDC Comment Letter on SEC Liquidity Risk Management Proposal (pdf)
Jan 13, 2016
- IDC/ICI Comment Letter on PCAOB Concept Release (pdf)
Sep 28, 2015
- IDC Comment Letter to SEC on Audit Committee Reporting Requirements (pdf)
Sep 8, 2015
- ICI And IDC File Brief With U.S. Supreme Court In Northstar v. Schwab (pdf)
Aug 28, 2015
- IDC Comment Letter to SEC on Reporting Modernization Proposals (pdf)
Aug 11, 2015
- ICI and IDC File Amicus Brief in Northstar v. Schwab (pdf)
Apr 14, 2015
- IDC Comment Letter to FSOC on Asset Management Products and Activities (pdf)
Mar 25, 2015
- IDC/ICI Comment Letter on PCAOB Staff Consultation Paper (pdf)
Nov 3, 2014
- IDC Comment Letter on SEC Re-Proposal to Eliminate References to Credit Ratings in Money Market Fund Rule (pdf)
Oct 7, 2014
- IDC Comment Letter on SEC's Proposal For Target Date Fund Marketing Materials (pdf)
Jun 9, 2014
- IDC Comments on Proposed Joint Standards for Assessing Diversity Policies and Practices (pdf)
Dec 18, 2013
- IDC/ICI Comment Letter on PCAOB Auditor Reporting Model (pdf)
Dec 11, 2013
- IDC Comments on Proposed Measures Relating to General Solicitation and Advertising for Private Funds (pdf)
Sep 25, 2013
- IDC Comments on SEC's Proposed Recommendations for Money Market Fund Reform (pdf)
Sep 17, 2013
- IDC Comments on FSOC's Proposed Recommendations for Money Market Fund Reform (pdf)
Jan 23, 2013
- IDC Comment Letter on SEC's Review of Certain Rules (pdf)
Jan 3, 2013
- IDC Comments on SEC's Proposal To Permit General Solicitation and General Advertising By Privately Offered Funds (pdf)
Oct 5, 2012
- IDC Comment Letter on Financial Literacy Among Investors (pdf)
Mar 23, 2012
- IDC and ICI Oppose Mandatory Audit Firm Rotation (pdf)
Dec 14, 2011
- IDC Comment Letter on SEC's Concept Release on Funds' Use of Derivatives (pdf)
Nov 7, 2011
- IDC Letter on Retrospective Review of SEC Regulations (pdf)
Oct 6, 2011
- IDC Letter on FINRA Cash Compensation Disclosure Proposal (pdf)
May 31, 2011
- IDC Comment Letter on SEC's Proposal to Remove Credit Rating References from Money Market Fund Rule (pdf)
Apr 25, 2011
- IDC Comment Letter on SEC's Proposal To Replace Rule 12b-1 With New Regulatory Framework (pdf)
Nov 5, 2010
- IDC Comments On SEC's Proxy Voting Concept Release (pdf)
Oct 21, 2010
- ICI/IDC Letter to SEC Re: Facilitating Shareholder Director Nominations (pdf)
Apr 7, 2010
- IDC Comment Letter on Governance Disclosure Proposal (pdf)
Sep 15, 2009
- IDC Comment Letter On SEC Money Market Fund Reform Proposal (pdf)
Sep 8, 2009
- IDC Welcome Letter to Mary Schapiro
Feb 10, 2009
- IDC Letter on Proposed Soft Dollars Guidance (pdf)
Sep 30, 2008
- IDC Comment Letter on SEC's Proposed ETF Rules
May 20, 2008
- IDC Comment Letter on SEC Proposal for Enhanced Disclosure and New Prospectus Delivery Option (pdf)
Feb 15, 2008
