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IDC News & Communications Comment Letters

  • IDC Comments on SEC's Disclosure Reform Proposal (pdf)
    Dec 22, 2020
  • IDC Comment Letter on Good Faith Determinations of Fair Value (pdf)
    Jul 16, 2020
  • IDC Comment Letter on Derivatives Proposal (pdf)
    Apr 20, 2020
  • Letter on Proposed Amendments to SEC Auditor Independence Rule (pdf)
    Mar 16, 2020
  • IDC Comment Letter on Proxy Voting Advice Proposal (pdf)
    Feb 3, 2020
  • IDC Files Comment Letter on Proposed Summary Prospectus for Variable Insurance Products (pdf)
    Feb 15, 2019
  • IDC Letter on Board Role in Proxy Voting, Ahead of SEC's Proxy Process Roundtable (pdf)
    Nov 12, 2018
  • IDC Comment Letter on Processing Fee Framework (pdf)
    Oct 31, 2018
  • IDC Letter on Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials to Fund Investors
    Oct 31, 2018
  • IDC Comment Letter on SEC's Investor Experience Release (pdf)
    Oct 30, 2018
  • IDC Files Comment Letter on SEC's ETF Rule Proposal (pdf)
    Sep 27, 2018
  • IDC Comment Letter on SEC’s Draft Strategic Plan (pdf)
    Jul 25, 2018
  • ICI and IDC Submit Joint Comment Letter on SEC Loan Rule Proposal (pdf)
    Jul 9, 2018
  • IDC Comment Letter on Investment Company Liquidity Disclosure (pdf)
    May 17, 2018
  • IDC Letter to SEC Staff on Modernizing Directors' Responsibilities (pdf)
    Oct 16, 2017
  • IDC Files Comment Letter Supporting Move to T+2 Settlement Cycle (pdf)
    Dec 5, 2016
  • IDC Letter to SEC on Disclosure of Order Handling Information (pdf)
    Sep 26, 2016
  • IDC Comment Letter Supporting NYSE Proposal on Fees for Fund Shareholder Report Delivery (pdf)
    Sep 13, 2016
  • IDC and ICI Global Letter on CBI Consultation on Fund Management Company Effectiveness (CP86) (pdf)
    Aug 25, 2016
  • IDC/ICI File Comment Letter on PCAOB Proposed Changes to the Auditor's Report (pdf)
    Aug 18, 2016
  • IDC Supplemental Comment Letter on Liquidity Risk Management and Funds' Use of Derivatives Proposals (pdf)
    Jun 22, 2016
  • IDC Files Supplemental Comment Letter Supporting Modernization of Shareholder Report Delivery (pdf)
    May 10, 2016
  • IDC Comments on SEC's Transfer Agent Regulations Release (pdf)
    Apr 14, 2016
  • IDC Comment Letter to SEC on Use of Derivatives by Registered Investment Companies and Business Development Companies (pdf)
    Mar 28, 2016
  • IDC Comment Letter on SEC Liquidity Risk Management Proposal (pdf)
    Jan 13, 2016
  • IDC/ICI Comment Letter on PCAOB Concept Release (pdf)
    Sep 28, 2015
  • IDC Comment Letter to SEC on Audit Committee Reporting Requirements (pdf)
    Sep 8, 2015
  • ICI And IDC File Brief With U.S. Supreme Court In Northstar v. Schwab (pdf)
    Aug 28, 2015
  • IDC Letter to the SEC on Investment Company Reporting Modernization (pdf)
    Aug 11, 2015
  • ICI and IDC File Amicus Brief in Northstar v. Schwab (pdf)
    Apr 14, 2015
  • IDC Comment Letter to FSOC on Asset Management Products and Activities (pdf)
    Mar 25, 2015
  • IDC/ICI Comment Letter on PCAOB Staff Consultation Paper (pdf)
    Nov 3, 2014
  • IDC Comment Letter on SEC Re-Proposal to Eliminate References to Credit Ratings in Money Market Fund Rule (pdf)
    Oct 7, 2014
  • IDC Comment Letter on SEC's Proposal For Target Date Fund Marketing Materials (pdf)
    Jun 9, 2014
  • IDC Comments on Proposed Joint Standards for Assessing Diversity Policies and Practices (pdf)
    Dec 18, 2013
  • IDC/ICI Comment Letter on PCAOB Auditor Reporting Model (pdf)
    Dec 11, 2013
  • IDC Comments on Proposed Measures Relating to General Solicitation and Advertising for Private Funds (pdf)
    Sep 25, 2013
  • IDC Comments on SEC's Proposed Recommendations for Money Market Fund Reform (pdf)
    Sep 17, 2013
  • IDC Comments on FSOC's Proposed Recommendations for Money Market Fund Reform (pdf)
    Jan 23, 2013
  • IDC Comment Letter on SEC's Review of Certain Rules (pdf)
    Jan 3, 2013
  • IDC Comments on SEC's Proposal To Permit General Solicitation and General Advertising By Privately Offered Funds (pdf)
    Oct 5, 2012
  • IDC Comment Letter on Financial Literacy Among Investors (pdf)
    Mar 23, 2012
  • IDC and ICI Oppose Mandatory Audit Firm Rotation (pdf)
    Dec 14, 2011
  • IDC Comment Letter on SEC's Concept Release on Funds' Use of Derivatives (pdf)
    Nov 7, 2011
  • IDC Letter on Retrospective Review of SEC Regulations (pdf)
    Oct 6, 2011
  • IDC Letter on FINRA Cash Compensation Disclosure Proposal (pdf)
    May 31, 2011
  • IDC Comment Letter on SEC's Proposal to Remove Credit Rating References from Money Market Fund Rule (pdf)
    Apr 25, 2011
  • IDC Comment Letter on SEC's Proposal To Replace Rule 12b-1 With New Regulatory Framework (pdf)
    Nov 5, 2010
  • IDC Comments On SEC's Proxy Voting Concept Release (pdf)
    Oct 21, 2010
  • ICI/IDC Letter to SEC Re: Facilitating Shareholder Director Nominations (pdf)
    Apr 7, 2010
  • IDC Comment Letter on Governance Disclosure Proposal (pdf)
    Sep 15, 2009
  • IDC Comment Letter On SEC Money Market Fund Reform Proposal (pdf)
    Sep 8, 2009
  • IDC Welcome Letter to Mary Schapiro
    Feb 10, 2009
  • IDC Letter on Proposed Soft Dollars Guidance (pdf)
    Sep 30, 2008
  • IDC Comment Letter on SEC's Proposed ETF Rules
    May 20, 2008
  • IDC Comment Letter on SEC Proposal for Enhanced Disclosure and New Prospectus Delivery Option (pdf)
    Feb 15, 2008

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