IDC News & Communications Comment Letters
- IDC Files Comment Letter Supporting Move to T+2 Settlement Cycle (pdf)
Mon Dec 05 00:00:00 EST 2016
- IDC Letter to SEC on Disclosure of Order Handling Information (pdf)
Mon Sep 26 00:00:00 EDT 2016
- IDC Comment Letter Supporting NYSE Proposal on Fees for Fund Shareholder Report Delivery (pdf)
Tue Sep 13 00:00:00 EDT 2016
- IDC and ICI Global Letter on CBI Consultation on Fund Management Company Effectiveness (CP86) (pdf)
Thu Aug 25 00:00:00 EDT 2016
- IDC/ICI File Comment Letter on PCAOB Proposed Changes to the Auditor's Report (pdf)
Thu Aug 18 00:00:00 EDT 2016
- IDC Supplemental Comment Letter on Liquidity Risk Management and Funds' Use of Derivatives Proposals (pdf)
Wed Jun 22 00:00:00 EDT 2016
- IDC Files Supplemental Comment Letter Supporting Modernization of Shareholder Report Delivery (pdf)
Tue May 10 00:00:00 EDT 2016
- IDC Comments on SEC's Transfer Agent Regulations Release (pdf)
Thu Apr 14 00:00:00 EDT 2016
- IDC Comment Letter to SEC on Use of Derivatives by Registered Investment Companies and Business Development Companies (pdf)
Mon Mar 28 00:00:00 EDT 2016
- IDC Comment Letter on SEC Liquidity Risk Management Proposal (pdf)
Wed Jan 13 00:00:00 EST 2016
- IDC/ICI Comment Letter on PCAOB Concept Release (pdf)
Mon Sep 28 00:00:00 EDT 2015
- IDC Comment Letter to SEC on Audit Committee Reporting Requirements (pdf)
Tue Sep 08 00:00:00 EDT 2015
- ICI And IDC File Brief With U.S. Supreme Court In Northstar v. Schwab (pdf)
Fri Aug 28 00:00:00 EDT 2015
- IDC Comment Letter to SEC on Reporting Modernization Proposals (pdf)
Tue Aug 11 00:00:00 EDT 2015
- ICI and IDC File Amicus Brief in Northstar v. Schwab (pdf)
Tue Apr 14 00:00:00 EDT 2015
- IDC Comment Letter to FSOC on Asset Management Products and Activities (pdf)
Wed Mar 25 00:00:00 EDT 2015
- IDC/ICI Comment Letter on PCAOB Staff Consultation Paper (pdf)
Mon Nov 03 00:00:00 EST 2014
- IDC Comment Letter on SEC Re-Proposal to Eliminate References to Credit Ratings in Money Market Fund Rule (pdf)
Tue Oct 07 00:00:00 EDT 2014
- IDC Comment Letter on SEC's Proposal For Target Date Fund Marketing Materials (pdf)
Mon Jun 09 00:00:00 EDT 2014
- IDC Comments on Proposed Joint Standards for Assessing Diversity Policies and Practices (pdf)
Wed Dec 18 00:00:00 EST 2013
- IDC/ICI Comment Letter on PCAOB Auditor Reporting Model (pdf)
Wed Dec 11 00:00:00 EST 2013
- IDC Comments on Proposed Measures Relating to General Solicitation and Advertising for Private Funds (pdf)
Wed Sep 25 00:00:00 EDT 2013
- IDC Comments on SEC's Proposed Recommendations for Money Market Fund Reform (pdf)
Tue Sep 17 00:00:00 EDT 2013
- IDC Comments on FSOC's Proposed Recommendations for Money Market Fund Reform (pdf)
Wed Jan 23 00:00:00 EST 2013
- IDC Comment Letter on SEC's Review of Certain Rules (pdf)
Thu Jan 03 00:00:00 EST 2013
- IDC Comments on SEC's Proposal To Permit General Solicitation and General Advertising By Privately Offered Funds (pdf)
Fri Oct 05 00:00:00 EDT 2012
- IDC Comment Letter on Financial Literacy Among Investors (pdf)
Fri Mar 23 00:00:00 EDT 2012
- IDC and ICI Oppose Mandatory Audit Firm Rotation (pdf)
Wed Dec 14 00:00:00 EST 2011
- IDC Comment Letter on SEC's Concept Release on Funds' Use of Derivatives (pdf)
Mon Nov 07 00:00:00 EST 2011
- IDC Letter on Retrospective Review of SEC Regulations (pdf)
Thu Oct 06 00:00:00 EDT 2011
- IDC Letter on FINRA Cash Compensation Disclosure Proposal (pdf)
Tue May 31 00:00:00 EDT 2011
- IDC Comment Letter on SEC's Proposal to Remove Credit Rating References from Money Market Fund Rule (pdf)
Mon Apr 25 00:00:00 EDT 2011
- IDC Comment Letter on SEC's Proposal To Replace Rule 12b-1 With New Regulatory Framework (pdf)
Fri Nov 05 00:00:00 EDT 2010
- IDC Comments On SEC's Proxy Voting Concept Release (pdf)
Thu Oct 21 00:00:00 EDT 2010
- ICI/IDC Letter to SEC Re: Facilitating Shareholder Director Nominations (pdf)
Wed Apr 07 00:00:00 EDT 2010
- IDC Comment Letter on Governance Disclosure Proposal (pdf)
Tue Sep 15 00:00:00 EDT 2009
- IDC Comment Letter On SEC Money Market Fund Reform Proposal (pdf)
Tue Sep 08 00:00:00 EDT 2009
- IDC Welcome Letter to Mary Schapiro
Tue Feb 10 00:00:00 EST 2009
- IDC Letter on Proposed Soft Dollars Guidance (pdf)
Tue Sep 30 00:00:00 EDT 2008
- IDC Comment Letter on SEC's Proposed ETF Rules
Tue May 20 00:00:00 EDT 2008
- IDC Comment Letter on SEC Proposal for Enhanced Disclosure and New Prospectus Delivery Option (pdf)
Fri Feb 15 00:00:00 EST 2008
