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IDC Publications White Papers

  • Overview of Fund Governance Practices, 1994–2018 (pdf)
    Oct 10, 2019
  • ICI Mutual: Shareholder Litigation in the Fund Industry: A Guide for Investment Advisers and Fund Independent Directors (pdf)
  • Overview of Fund Governance Practices, 1994-2016 (pdf)
    Oct 11, 2017
  • Fund Governance: A Successful, Evolving Model (pdf)
    Jun 29, 2016
  • SEC Valuation and Liquidity Guidance for Registered Investment Companies, Volume I (pdf)
    Jul 14, 2015
  • SEC Valuation and Liquidity Guidance for Registered Investment Companies, Volume II (pdf)
    Jul 14, 2015
  • Report on Funds’ Use of Proxy Advisory Firms (pdf)
    Jan 22, 2015
  • Investment Performance Oversight by Fund Boards (pdf)
    Oct 21, 2013
  • Considerations for Board Composition: From Recruitment Through Retirement (pdf)
    Oct 16, 2013
  • Board Oversight of Exchange-Traded Funds
    Oct 18, 2012
  • Audit Committee Annual Evaluation of the External Auditor (pdf)
    Oct 15, 2012
  • Fund Board Oversight of Risk Management (pdf)
    Sep 30, 2011
  • Disclosure of the Role of the Board in Risk Oversight: Samples of Fund SAI Disclosure (pdf)
    Oct 4, 2010
  • Board Oversight of Target Retirement Date Funds
    Apr 28, 2010
  • Board Oversight of Subadvisers (pdf)
    Jan 28, 2010
  • Navigating Intermediary Relationships (pdf)
    Sep 30, 2009
  • Board Oversight of Fund Compliance (pdf)
    Sep 10, 2009
  • Compendium of IDC Publications (pdf)
    May 27, 2009
  • Board Oversight of Derivatives (pdf)
    Jul 24, 2008
  • Oversight of Fund Proxy Voting (pdf)
    Jul 10, 2008
  • Board Oversight of Certain Service Providers (pdf)
    Jun 11, 2007
  • ICI Mutual: Independent Director Litigation Risk: A Practical Guide (pdf)
    Nov 15, 2006
  • Board Consideration of Fund Mergers (pdf)
    Jun 30, 2006
  • Fair Valuation Series: The Role of the Board (pdf)
    Jan 26, 2006
  • Fair Valuation Series: An Introduction to Fair Valuation (pdf)
    Jun 10, 2005
  • Director Oversight of Multiple Funds (pdf)
    May 5, 2005
  • Board Self-Assessments: Seeking to Improve Mutual Fund Board Effectiveness (pdf)
    Feb 14, 2005
  • Implementing the Independent Chairperson Requirement (pdf)
    Jan 18, 2005
  • A Summary of the Report of the Advisory Group on Best Practices for Fund Directors
    Jun 30, 1999
  • Report of the Advisory Group on Best Practices for Fund Directors (pdf)
    Jun 24, 1999

Quick Links

  • Fundamentals for Newer Directors
  • Overview of Fund Governance Practices, 1994–2018

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