Past Events

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Mar 19

Insurance Considerations for Fund Independent Directors

Virtual
2:00pm - 3:00pm (EDT)

ICI Mutual's John Mulligan and Julia Ulstrup will highlight key considerations and questions to guide independent directors in evaluating insurance coverage. Drawing on insights from IDC and ICI...

Materials Archive Recording Insurance Considerations for Fund Independent Directors

Feb 9

ETF Share Class Exemptive Relief and Board Oversight

Virtual
2:00pm - 3:00pm (EST)

Panelists will provide the director community with the latest information including implementation efforts, the business environment, and what it all means for fund boards. Speakers

Materials Archive Recording Slides (pdf)

Jan 13

SEC Examination Priorities and Enforcement Trends – What Fund Directors Should Know

Virtual
2:00pm - 3:00pm (EST)

This session will bring fund directors up to speed on crucial aspects of the SEC's 2026 examination priorities and recent enforcement activity of interest to fund boards. Panelists will offer insights...

Materials Archive Recording Slides (pdf)

Dec 11

Derivatives and the Names Rule: Understanding and Operationalizing the Amended Requirements

Virtual
2:00pm - 3:00pm (EST)

Join us on Thursday, December 11, from 2:00 to 3:00 p.m. ET for the ICI webinar Derivatives and the Names Rule: Understanding and Operationalizing the Amended Requirements , where a panel of experts...

Speakers

Materials Archive Recording Slides (pdf)