Policy Priorities

Fund Regulation

Valuation

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Research

Summary of Recent ICI Research on First-Mover Advantage, Dilution, and Systemic Risk in Open-End Fun...

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Comment Letter

ICI Follow-Up Letter to SEC on Rule 15c2-11 and Rule 144A Debt Securities

On October 25, ICI submitted the attached follow-up letter to SEC Chair Gary Gensler on the...
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Comment Letter

ICI Comment Letter on Certain Information Providers Acting as Investment Advisers

In June, the SEC issued a request for comment on index providers, model portfolio providers, and...
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Comment Letter

ICI Submits Response to SEC Staff's Statement on Cross Trading (pdf)

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News Release

ICI and IDC Welcome SEC’s Efforts to Modernize Framework for Fund Valuation Practices

ICI and IDC Welcome SEC’s Efforts to Modernize Framework for Fund Valuation Practices Washington, DC...
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News Release

ICI Welcomes Treasury Report on Asset Management Regulation

ICI Welcomes Treasury Report on Asset Management Regulation Stands Ready to Help Advance...
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News Release

ICI Statement on Final SEC Liquidity and Data Reporting Rules

ICI Statement on Final SEC Liquidity and Data Reporting Rules Washington, DC, October 13, 2016 —...
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Video

Focus on Funds: SEC Has Ambitious Agenda for Funds

U.S. Securities and Exchange Commission Chair Mary Jo White laid out a list of SEC priorities in her...
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News Release

ICI Statement on SEC Action on Liquidity Risk Management Programs for Mutual Funds

ICI Statement on SEC Action on Liquidity Risk Management Programs for Mutual Funds Washington, DC...