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Memo#
36136

ICI Submits Amicus Brief to Supreme Court in FS Credit Opportunities Corp. et al. v. Saba Capital Master Fund, Ltd., et al. Litigation

[36136] September 05, 2025 TO: ICI Members Investment Company Directors SUBJECTS: Advisory Contract Renewal Closed-End Funds Compensation/Remuneration Compliance Fees and Expenses Fund Governance Intermediary Oversight Investment Advisers Litigation & Enforcement Risk Oversight RE...

Committee

International Compliance Advisory Committee

The International Compliance Advisory Committee consists of those senior staff from our members’ compliance departments who oversee the member’s compliance with regulatory requirements imposed by non-US regulators (e.g., the FCA). The Advisory Committee provides a forum for members to discuss such requirements, including the challenges presented from operating in multiple jurisdictions, and sound compliance practices for firms with a global presence. From time-to-time, the Committee will also receive presentations from regulatory officials or experts on topics of interest to the Committee.
Committee

CCO (Chief Compliance Officer) Committee

ICI’s Chief Compliance Officer (CCO) Committee consists of CCOs of ICI member firms. The Committee includes those persons who serve as a CCO of a fund, adviser, or both. The Committee provides a forum for its members to discuss and interact on a variety of issues relating to the CCO function in a fund complex.
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Resource Hub

Chief Compliance Officer

The CCO Resource Center is provided only to members of ICI’s CCO Committee – no other staff within an ICI member firm is provided access to it. This is because the Resource Hub was designed to provide Committee members useful information to assist them in the performance of their function as a CCO.