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Disclosure Working Group

The Disclosure Working Group provides a forum for members to discuss disclosure-related issues for all types of US registered funds, including comments received from SEC staff during the disclosure review process.
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Disclosure

The SEC is continuously active in examining and improving fund disclosures through rulemakings, disclosure review, and other initiatives. The ICI Disclosure Working Group provides a forum for members to discuss disclosure-related issues for all types of US registered funds, including problematic comments received from SEC staff during the disclosure review process, as well as SEC rule proposals and final rules impacting fund disclosures.