Comment Letter
ICI Comment Letter to Support FINRA's Proposed Exemption for Non-Traded BDCs
April 21, 2025—ICI filed a letter with the SEC in support of FINRA's proposed rule change to create...
ICI Viewpoints
Academic Literature in Support of CEF Activism: We Don’t Think Those Studies Mean What You Think The...
April 11, 2025—One of the most enduring questions in finance is the puzzle of why closed-end funds...
Resource Document
What US Households Consider When They Select Closed-End Funds
ICI conducts the Annual Mutual Fund Shareholder Tracking Survey each year to gather information on...
Comment Letter
ICI Recommended Amendment for NYSE and CBOE CEF Proposals
The letter contains a proposed amendment to the Exchange Proposals that would continue to achieve...
ICI Viewpoints
Fixing Our Broken Proxy Voting System
November 15, 2024—Just as publicly traded companies do, mutual funds, ETFs, and closed-end funds...
Opinions
Only Activist Raiders Would Miss Annual Meetings
September 12, 2024—Powerful activist investors have been abusing the New York Stock Exchange's...
Comment Letter
ICI Comment Letter in Support of NYSE Proposed Rulemaking Exempting Closed-End Funds from Annual Mee...
On July 30, 2024, ICI submitted a comment letter to the SEC in support of NYSE's proposed amendments...