All times are shown in eastern time.
Wednesday, January 11
Introductions, Objectives, and Course Overview
11:30 a.m.–12:45 p.m.
Mutual Funds and the Fund Industry
Guiding Principles for Director Oversight
Statutory, Regulatory, and General Oversight Responsibilities
Oversight of Investment Management and Performance
Oversight of Fair Valuation and Liquidity
Thursday, January 12
11:00 a.m.–12:15 p.m.
Welcome Back: Level-Setting for the Day
The 15(c) Process
Oversight of Risk Management
Oversight of Compliance
Guest Speaker: Eric Pan, ICI President & CEO
Wrap-Up Discussion and Conclusion