Business Continuity Resource Center
ICI Offers Resources for Members During COVID-19 Crisis
Find the latest information on the COVID-19 pandemic, including ways that members can draw on ICI’s robust program of member engagement.
Return to Office Planning
Latest Updates
Video
Focus on Funds: During Global Turbulence, Funds Continue to Operate Efficiently
Focus on Funds During Global Turbulence, Funds Continue to Operate Efficiently The COVID-19 pandemic...
ICI Viewpoints
ICI Members Are Monitoring the New Coronavirus Outbreak
Earlier this week, ICI's Industry Operations Department surveyed members of the Institute's...
Resource Center
Money Market Fund Resource Center: Tax Issues
Additional Reference Materials on Valuation
Communication Alternatives and Status Reports
Background Information on Business Continuity Planning
Related Memos
July 2, 2015
Memo #29139
SEC Charges Auditor with Violating Auditor Independence Rules; Charges Fund Trustee and Fund Administrator for Related Violations
In a settled enforcement action, the Securities and Exchange Commission charged a fund auditor with violating auditor independence rules when its consulting affiliate maintained a business relationship with a trustee serving on the boards and audit committees...
July 2, 2015
Memo #29139
SEC Charges Auditor with Violating Auditor Independence Rules; Charges Fund Trustee and Fund Administrator for Related Violations
TO: ACCOUNTING/TREASURERS MEMBERS No. 14-15 SEC RULES MEMBERS No. 44-15 INVESTMENT COMPANY DIRECTORS No. 19-15 RE: SEC CHARGES AUDITOR WITH VIOLATING AUDITOR INDEPENDENCE RULES; CHARGES FUND TRUSTEE AND FUND ADMINISTRATOR FOR RELATED VIOLATIONS In a settled...