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Comment Letter

Joint Comment Letter Requesting an Extension of Rule 15c2-11

November 21, 2024—ICI submitted a joint comment letter to SEC Chair Gensler requesting an Extension...
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Comment Letter

ICI and IDC Comment Letter on the PCAOB Metrics Docket

On June 7, 2024, the Investment Company Institute and Independent Directors Council filed a joint...
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ICI Viewpoints

What We Learned at the 2024 Investment Management Conference

March 25, 2024—Set against the backdrop of continued regulatory and legislative uncertainty, the...
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Comment Letter

ICI and IDC Supplemental PCAOB NOCLAR Comment Letter

March 18, 2024—The Investment Company Institute and Independent Directors Council filed a joint...
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Comment Letter

ICI Follow-Up Comment Letter on Proposed Amendments to FINRA Rule 2210

In late February, FINRA proposed to further amend Rule 2210 (Communications with the Public) (the...
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Comment Letter

ICI Comment Letter on Proposed Amendments to FINRA Rule 2210

Last month, FINRA filed with the SEC proposed amendments to Rule 2210 (Communications with the...
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Comment Letter

ICI and IDC Joint Comment Letter to the PCAOB's Proposed Amendments

On August 7, 2023, the Investment Company Institute and Independent Directors Council filed a joint...
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Comment Letter

ICI Comment Letter to SEC on Outsourcing by Investment Advisers Proposal

On December 23, 2022, the ICI filed a comment letter with the Securities and Exchange Commission on...
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Comment Letter

ICI Comment Letter on SEC Treasury Clearing Proposal

On December 23, ICI filed a comment letter with the Securities and Exchange Commission on its...