Comment Letter
Joint Comment Letter Requesting an Extension of Rule 15c2-11
November 21, 2024—ICI submitted a joint comment letter to SEC Chair Gensler requesting an Extension...
ICI Viewpoints
Fixing Our Broken Proxy Voting System
November 15, 2024—Just as publicly traded companies do, mutual funds, ETFs, and closed-end funds...
News Release
ICI Statement on SEC Vote to Modernize Pricing Increments
September 18, 2024—ICI President and CEO Eric Pan released a statement regarding the SEC’s vote to...
News Release
ICI Statement on SEC Adoption of New N-PORT Reporting and Liquidity Risk Management Guidance
August 28, 2024—ICI President and CEO Eric Pan released a statement regarding the Securities and...
News Release
ICI Responds to SEC Intent to Re-propose Swing Pricing Rule
July 8, 2024—ICI released a statement regarding the Securities and Exchange Commission Division of...
White Paper
Reforms to Restore Confidence in the SEC
The US capital markets are the largest, deepest, and most liquid in the world. They power economic...
News Release
ICI Statement on the Court’s Decision to Overturn SEC Rule
June 5, 2024—ICI President and CEO Eric J. Pan released a statement on the decision of the US 5th...
Comment Letter
Joint Comment Letter on Request to Extend Review of FINRA Securities Loan Reporting and Disseminatio...
The Investment Company Institute, the Canadian Securities Lending Association, the International...