Comment Letter
Joint Comment Letter to the SEC on ESG Disclosures
On November 30, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...
Comment Letter
Supplemental Comment Letter on SEC’s 2022 Liquidity, Swing Pricing, and Hard Close Proposal
The Investment Company Institute and ICI Southwest are writing to express our joint concerns with...
News Release
ICI Statement on SEC Reporting of Securities Loans and Short Sale Disclosure Rulemaking
October 13, 2023—ICI General Counsel Susan Olson released the following statement regarding the...
News Release
ICI: SEC’s Conflicts Proposal Would Roll Back the Clock on Technological Advances That Benefit Main ...
October 11, 2023—ICI President and CEO Eric Pan released the following statement regarding the...
Comment Letter
ICI Comment Letter on the Need to Account for the Aggregated Impact of the Commission’s Rulemaking
ICI recently submitted this letter to the SEC noting that it has issued a wide range of...
Comment Letter
ICI Comment Letter on SEC's Cybersecurity Risk Management
The Investment Company Institute appreciates the opportunity to provide its comments on the proposal...
Comment Letter
ICI Comment Letter on Open-End Fund Liquidity Risk Management Programs and Swing Pricing
ICI submitted a comment letter to the SEC's on their proposal for liquidity, swing pricing, hard...
Comment Letter
IDC Comment Letter on Open-End Fund Liquidity Risk Management Programs and Swing Pricing
The Independent Directors Council submitted this comment letter to the SEC on their proposal to...