Comment Letters

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Comment Letter

ICI's Letter to OMB Regarding its Review of DOL's Amendments to QPAM Exemption

On December 6, 2023, ICI submitted a letter to the Office of Management and Budget (OMB), expressing...

Comment Letter

Joint Comment Letter to the SEC on ESG Disclosures

On November 30, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...

Comment Letter

Supplemental Comment Letter on SEC’s 2022 Liquidity, Swing Pricing, and Hard Close Proposal

The Investment Company Institute and ICI Southwest are writing to express our joint concerns with...

Comment Letter

ICI Comment Letter to the Department of Treasury on the 30-Day Notice

The Investment Company Institute (“ICI”) submitted this comment letter in response to the 30-day...

Comment Letter

ICI Comment Letter to IRS on New Roth Catch-Up Requirement Under SECURE 2.0 Act

On October 24, 2023, ICI submitted the attached comment letter to IRS and Treasury in response to...

Comment Letter

ICI Comment Letter on Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Partic...

On October 10, ICI filed a comment letter with the CFTC on its proposed amendments to margin...

Comment Letter

ICI Comment Letter with SEC on Predictive Data Analytics Proposal

On July 26, 2023, the SEC proposed new rules (the "Proposal") that would require broker-dealers and...

Comment Letter

Joint Trades' Comment Letter on Predictive Data Analytics Proposal

On October 10, ICI filed a comment letter with the Securities and Exchange Commission (SEC or...

Comment Letter

ICI Global Comment Letter on Thematic Peer Review on Money Market Fund Reforms

ICI Global submitted a letter to the Financial Stability Board’s (FSB) invitation for feedback from...

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