The EU Markets in Financial Instruments Directive (MiFID II), which will take effect on January 3, 2018, includes new requirements that will affect how asset managers and their clients, including registered funds, pay for investment research. This webinar provided an overview of the MiFID II investment research provisions and their implications for global fund managers, as well as a discussion of matters that may come before boards in connection with MiFID II compliance.
The webinar covered the following:
- MiFID II investment research provisions requiring unbundling of execution and research
- extraterritorial reach of the requirements
- potential matters coming before boards in connection with compliance
ANNETTE CAPRETTA, Moderator
Deputy Managing Director
Independent Directors Council
Vice President and Managing Counsel
T. Rowe Price and Associates, Inc.
Associate General Counsel
Investment Company Institute
Associate Chief Counsel
This webinar was closed to the media and regulators.