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IDC Webinar banner

IDC Webinar: MiFID II Investment Research Requirements: An Overview for Fund Directors

October 12 • 2:00–3:00 p.m. (ET) • Virtual

The EU Markets in Financial Instruments Directive (MiFID II), which will take effect on January 3, 2018, includes new requirements that will affect how asset managers and their clients, including registered funds, pay for investment research. This webinar provided an overview of the MiFID II investment research provisions and their implications for global fund managers, as well as a discussion of matters that may come before boards in connection with MiFID II compliance.

    Highlights

    The webinar covered the following:

    • MiFID II investment research provisions requiring unbundling of execution and research
    • extraterritorial reach of the requirements
    • potential matters coming before boards in connection with compliance

    Featured Speakers

    ANNETTE CAPRETTA, Moderator
    Deputy Managing Director
    Independent Directors Council

    DARRELL BRAMAN
    Vice President and Managing Counsel
    T. Rowe Price and Associates, Inc.

    JENNIFER CHOI
    Associate General Counsel
    Investment Company Institute

    DOUGLAS DICK
    Partner
    Dechert LLP

    EVA MYKOLENKO
    Associate Chief Counsel
    ICI Global

    Materials

    • Archive recording
    • Slides (pdf)

    This webinar was closed to the media and regulators.

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