IDC Foundations

Foundations for Fund Directors ®


September 13–14, 2021 • Virtual

Note: The individual online course should be completed before you participate in the live group virtual sessions.


Program is subject to change. Times are shown in eastern time.

Monday, September 13

11:00 a.m.–4:30 p.m. (ET)

Introductions, Objectives, and Course Overview

Mutual Funds and the Fund Industry

Guiding Principles for Director Oversight


The 15(c) Process

Wrap-Up Discussion

Tuesday, September 14

11:00 a.m.–4:30 p.m. (ET)

Welcome Back: Level-Setting for the Day

Oversight of Investment Management and Performance

Oversight of Fair Valuation and Liquidity

Oversight of Risk Management

Oversight of Compliance

Wrap-Up Discussion and Conclusion