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IDC Resources for Directors Fund Operations Oversight Business Continuity

Funds may sometimes experience operational issues during market disruptions and other business continuity challenges. A fund’s adviser and its other service providers (i.e., the custodian, transfer agent, administrator, and distributor) generally maintain business continuity plans as preparation for possible disruptions in their operations and, consequently, those of the fund.

FAQs and Resource Centers
  • Information Security Resource Center
  • Business Continuity Resource Center
Webinars
  • Webinar: Superstorm Sandy - Emergency Planning and Lessons Learned
    Feb 7, 2013
Regulatory Matters
IDC’s memos inform directors about important regulatory, legislative, and judicial developments. IDC also comments on proposals that could affect board responsibilities or shareholder interests. See below for recent comment letters and memos on selected topics.
  • ICI Comment Letter on SEC Business Continuity and Transition Planning Proposal for Advisers (pdf)
    Aug 23, 2016

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  • Fundamentals for Newer Directors
  • Overview of Fund Governance Practices, 1994–2018

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