Portfolio Security Operations This page includes ICI memos, comment letters, white papers, and other resources related to regulatory and industry initiatives affecting portfolio securities operations, derivatives, and trading and markets. Derivatives View All Eligible Collateral Under UK Margin BTS - EEA UCITS (pdf) ICI Comment Letter to CFTC and SEC on Portfolio Margining (pdf) ICI Comment Letter on SEC Proposed Exemptive Order on Portfolio Margining (pdf) Portfolio Securities Clearance and Settlement ICI Comment Letter on SEC Proposed Exemptive Order on Portfolio Margining (pdf) ICI Comment Letter to CFTC and SEC on Portfolio Margining (pdf) ICI Comment Letter in Response to Swap Data Repository Rulebook (pdf) Trading and Markets (Domestic) View All T+1 Securities Settlement Industry Implementation Playbook (pdf) T+1 Securities Settlement Industry Implementation Workbook (pdf) T+1 Securities Settlement Industry Implementation Workbook (xls)
Portfolio Security Operations This page includes ICI memos, comment letters, white papers, and other resources related to regulatory and industry initiatives affecting portfolio securities operations, derivatives, and trading and markets.